Industry Guidelines

Share this page

Close

Best Practices for Investor Reporting of Payment Holidays in Public Securitisation Transactions

AFME COVID-19: Risk Assessment

CSDR Settlement Discipline Penalties

SFTR Implementation Procedures: For reporting of Margin Lending under a Prime Brokerage Agreement

AFME selling restrictions for equity (EEA and UK)

UK IPO Reform Q&A in relation to COBS 11A

Record keeping protocol for banks in relation to COBS 11A.1.4

Guidance for financial analysts interacting with representatives of private companies and/or their financial advisers under COBS 12.2.21A G

Financial Analysts’ Interactions with Representatives of Private Companies and/or their Financial Advisers under COBS 12.2.21A G

IPO Reform - Unconnected Analysts Process and Guidelines