The 8th Annual European Compliance and Legal Conference is meticulously curated to attract a diverse audience, including Heads of Compliance, Regulatory Affairs, Government Affairs, Risk professionals, General Counsel, law firms, and financial press. This event provides a unique opportunity for attendees to gather valuable insights, accumulate CPD hours, and establish connections with global experts. Renowned speakers, representing banks, policymakers, and regulators, will share their perspectives on the evolving regulatory landscape.Set against a backdrop of the complex and dynamic regulatory environment, the conference serves as a pivotal hub for over 200 professionals annually. The program includes keynote presentations, expert panels, and interactive sessions, delving into topics such as Markets Regulation, Compliance, Risk, AML, Financial Crime, Culture, Governance and Accountability, Diversity and Inclusion, Technology, and more. The aim is to provide a comprehensive exploration of the multifaceted aspects shaping the compliance and legal landscape in Europe.We invite you to join us for the 8th Annual European Compliance and Legal Conference—an immersive experience where industry leaders converge, insights flow freely, and meaningful connections take root. Be a part of this dynamic event, where thought leaders and professionals come together to navigate the intricate terrain of regulatory challenges and emerging trends.The conference is a great opportunity for attendees to gain valuable insights, hear from industry experts, earn CPD hours and make connections with fellow colleagues.Early-bird Registration fees: valid until 30th July 2024 • AFME member: £679+ VAT• Non member: £849 + VATRegular Registration fees: • AFME member: £849 + VAT• Non member: £1119 + VATMulti-booking discount: • 10% off when booking 3 or more delegates at the same time• 20% off when booking 5 or more delegates at the same timeComplimentary subject to verification: • Regulator: promo code REGULATOR• Press: promo code PRESSTo discuss sponsorship opportunities, please contact Cheryl Chickowski at [email protected] or on +44 (0)7824 874 391.
Latham & Watkins delivers innovative solutions to complex legal and business challenges around the world. From a global platform, our lawyers advise clients on market-shaping transactions, high-stakes litigation and trials, and sophisticated regulatory matters. Latham is one of the world’s largest providers of pro bono services, steadfastly supports initiatives designed to advance diversity within the firm and the legal profession, and is committed to exploring and promoting environmental sustainability.
StarCompliance is the world’s leading provider of employee compliance technology solutions. Trusted globally for 25 years by over a million users in 114 countries, Star’s next-generation platform and user-friendly interface delivers the data, technology, and actionable insights needed to proactively mitigate risk, monitor conflicts, and support today’s complex whistleblowing regulations. Visit www.starcompliance.com to discover the comprehensive security and unparalleled assurance you need to build a culture of compliance today.
Arthur Cox is one of Ireland’s leading law firms. We are an “all-island” firm with offices in Dublin and Belfast. We also have offices in London, New York, and San Francisco. Our practice encompasses all aspects of corporate and business law. With 600 legal staff and a total headcount of 830, we provide a comprehensive service to an international client base ranging from multinational organisations, banks, and financial institutions and established global leaders to government agencies and new players in emerging industry sectors. Our story has been defined by our progressive outlook. For over 100 years, we have led the way in the legal field in Ireland. For our clients, we work to deliver the best service and support. With an independent, entrepreneurial spirit of innovation leading the way.
Seung is a Partner and Co-Founder for Ibex Compliance LLP. Ibex Compliance provides agile & robust compliance solutions to financial services firms supporting financial services firms in meeting their compliance obligations, helping to deal with the pressure of operating in a heavily regulated environment. Seung was previously a Managing Director and the Head of Regulatory & Territory Office for BNP Paribas responsible for oversight of Regulatory Affairs, Territory Compliance (the Compliance functions of Commercial, Personal Banking & Services and Investment & Protection Services businesses including Arval, Commercial Finance, Leasing Solutions, Asset Management, Personal Finance and Real Estate), Transformation & Programmes, UK Head of Protection of Interest of Clients and UK oversight of Industrialisation Team. Seung has over 24 plus years of experience in the City including at Goldman Sachs covering a wide range of asset classes and compliance matters such as Research, Commodities, Macro Markets Sales & Trading, Control Room amongst others as well as being the FCA registered Chief Compliance Officer (CF10) and MLRO (CF11) for previously Goldman’s specialised Life Insurance affiliate, Rothesay Life Limited. Seung is a member of Compliance Advisory Board for Quorum15, and she is also involved in fund raising initiatives for Human Practice Foundation, a charitable organisation that is dedicated to creating social change in marginalised areas such as Nepal and Kenya. Mark is a Partner and Co-Founder for Ibex Compliance LLP. Ibex Compliance provides agile & robust compliance solutions to financial services firms supporting financial services firms in meeting their compliance obligations, helping to deal with the pressure of operating in a heavily regulated environment. Mark has worked in Financial Crime Compliance, Anti-Money Laundering, Anti-Bribery and Business integrity for over 35 years in top global financial institutions including Goldman Sachs and Credit Suis
MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct and effectively oversee regulatory obligations. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of the company, employees and third-party vendors and provide evidence of regulatory compliance. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get firms up and running quickly and cost-efficiently. Our “Know Your” solution suites are built on the dynamic MyComplianceOffice platform. Its capabilities enable comprehensive monitoring and reporting, workflow-directed task management, real-time exception alerts and integrated data sets, including global company and security master of public and private companies. Our comprehensive approach ensures that firms have a clear view of potential risk and can remedy conflict before it becomes a problem. With 1300+ clients in over 105 countries and employees around the world, MCO delivers affordable, easy-to-use compliance technology.
The Alternative Investment Management Association (AIMA) is the global representative of the alternative investment industry, with around 2,100 corporate members in over 60 countries. AIMA’s fund manager members collectively manage more than US$2.5 trillion in hedge fund and private credit assets. AIMA draws upon the expertise and diversity of its membership to provide leadership in industry initiatives such as advocacy, policy and regulatory engagement, educational programmes and sound practice guides. AIMA works to raise media and public awareness of the value of the industry. AIMA set up the Alternative Credit Council (ACC) to help firms focused in the private credit and direct lending space. The ACC currently represents over 250 members that manage US$800 billion of private credit assets globally. AIMA is committed to developing skills and education standards and is a co-founder of the Chartered Alternative Investment Analyst designation (CAIA) – the first and only specialised educational standard for alternative investment specialists. AIMA is governed by its Council (Board of Directors).
CIO Applications (https://www.cioapplications.com) magazine stands out with its unique approach to learning from industry leaders offering professionals the most comprehensive collection of technology trends. CIO Applications is enabling businesses to move a step ahead and guiding them towards adopting the best in technology that can assist them in providing seamless and convenient solutions for enhanced customer experience.
CIOReview is a leading technology magazine that is at the forefront of guiding enterprises through the continuously varying business environment with information about the solutions and services. The magazine serves as a trustworthy knowledge source as well as a platform for the C-suite executives, industry experts, technology buyers, and other decision-makers to share their valuable insights about new technology trends in the market. Kindly let me know once our logo is updated on the event website. https://www.ciorevieweurope.com/
Talking about bonds starts at the DESK The DESK provides buy-side traders and their counterparts with precise detail on the macro-drivers, events and plans that are shaping liquidity and price discovery in fixed income markets. The DESK’s quarterly magazine, daily news, weekly newsletters and social media feeds give us a constant flow of information to the market, blending a mix of exclusive stories, in-depth trader profiles and technical analysis of trading across the cash and derivatives’ fixed income markets. The DESK is trusted by bond traders to be the best information on market structure, data and trade execution. Using a unique model of feedback via monthly off-the-record briefings and quarterly quantitative research, we help buy-side traders to navigate the evolving fixed income markets and sell-side traders to better support their clients. Our readers predominantly come from the developed financial market centres of Europe and North America, but our combination of print and digital gives The DESK a global reach. www.fi-desk.com
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Deputy Governor Consumer & Investor Protection, Central Bank of Ireland
Secretary General, AMF
Joint Executive Director of Enforcement and Market Oversight, Financial Conduct Authority
Chair, European Securities and Markets Authority
EMEA Team Leader, Legal Regulatory, BNP Paribas
Director of Product Management, StarCompliance
UK Head of Compliance, BNP Paribas
Head of Group Legal, Rothschild & Co
Managing Director, Head of Compliance UK, Continental Europe & Middle East BBVA
Head of AML regulatory affairs and advocacy, BNP Paribas
Director, Banking & Markets Regulatory Reform Legal, Bank of America
Chief Compliance Officer, Europe, HSBC
Managing Director & General Counsel for EMEA and Asia, Jefferies
Team manager, FIU-the Netherlands
Deputy Head, Governmental Affairs EMEA, UBS
UK Global Advisory Compliance Officer, Rothschild & Co
Managing Director, Global FX, Technology and Operations and Policy Divisions, GFMA and AFME
Deputy Director Head of the Unit Financial Stability, AML Supervision and Banking Prudential Policy, National Bank of Belgium
Director, Regulatory Risk and Control Oversight, Commerzbank
Head of Compliance UK & Middle East, ING Bank
Dep Director General, Federal Ministry of Finance Germany
Head of Division, BaFin
Head of UK Wholesale Banking Compliance, Société Générale
Partner, A&O Shearman
Head of Governance Technology Solutions, StoneX
Head of Division, PRA Authorisations, Bank of England
Managing Director, EMEA Head of Regulatory Strategy, J.P. Morgan
Partner, Latham & Watkins
Partner, Arthur Cox
Head of the Capital Markets Union Unit, European Commission, DG FISMA
Senior Technical Specialist, Financial Markets Standards Board