AFME’s European Compliance and Legal Conference is meticulously curated to attract a diverse audience, including Heads of Compliance, Heads of Regulatory Affairs, Heads of Government Affairs, Risk professionals, General Counsel, Financial crime professionals, MLROs, Compliance professionals, Regulatory Affairs professionals, Law firms, Lawyers, European Regulators, Supervisors and Policymakers, Central banks, Consultants, Technology providers, Vendors and financial press. This event provides a unique opportunity for attendees to gain valuable insights, hear from industry experts, earn CPD hours and IJE credits, and establish connections with industry leaders and experts. Renowned speakers, representing banks, policymakers, and regulators, will share their perspectives on the evolving regulatory landscape. Set against a backdrop of the complex and dynamic regulatory environment, the conference serves as a pivotal hub for over 350+ professionals annually. The programme consists of specialist keynote presentations, industry expert panel discussions and interactive networking, bringing together senior industry stakeholders from across the sector. The aim is to provide a comprehensive exploration of the multifaceted aspects shaping the compliance and legal landscape in Europe. The conference will address a broad spectrum of critical topics, including views from global Heads of Compliance, geopolitical considerations, Compliance and Risk, AML and Financial Crime, General Counsels discussion, Enforcement and Investigations, Market Abuse and Surveillance, Investor Protection, Governance and Accountability, ESG and Corporate Governance, Technology and Compliance, Diversity and Inclusion, Culture and many more. We invite you to join us for our Annual European Compliance and Legal Conference—an immersive experience where industry leaders converge, insights flow freely, and meaningful connections take root. Be a part of this dynamic event, where thought leaders and professionals come together to navigate the intricate terrain of regulatory challenges and emerging trends.Early Bird Registration fees (ends 18.07.2025): • AFME member: £719+ VAT• Non member: £899 + VATRegular Registration fees: • AFME member: £899 + VAT• Non member: £1179 + VATMulti-booking discount: • 10% off when booking 3 or more delegates at the same time• 20% off when booking 5 or more delegates at the same timeComplimentary subject to verification: • Regulator: promo code REGULATOR• Press: promo code PRESSTo discuss sponsorship opportunities, please contact Cheryl Chickowski at [email protected] or on +44 (0)7824 874 391.
The proliferation of communication platforms and electronic records has made identifying and mitigating compliance violations a challenge for modern businesses.. Without the right technology, businesses are opening themselves up to the risk of non-compliance. For over two decades, Smarsh has enabled organisations of all sizes to quickly and easily meet their record retention and oversight obligations with industry-leading technology that allows them to manage the risk and see the value in their communications data. These include mandates from FINRA, SEC, FFIEC, CFTC, NFA, EU (MiFID II), FCA, IIROC and other industry-specific governing bodies around the world. Our capture, archiving, surveillance supervision and e-discovery solutions enable our customers to focus on innovation and growth, while seamlessly dealing with communications compliance. And our advanced capabilities (available on a per channel basis) ensure our customers can carry out proactive compliance measures for specific channels with real-time monitoring, blocking and alerting. When the leading banks in North America, Europe and Asia, along with leading brokerage firms, insurers, and registered investment advisors want a unified communication warehouse solution offering that has the ability to capture all forms of digital communications, both text and voice, store them and then analyse them through advanced NLP models to gain valuable business intelligence, they talk to Smarsh.
Shield is how compliance teams in financial services and other highly regulated industries can finally read between the lines to see what their employee communications are really saying. Too many organizations are struggling with compliance because the insights they need to stay ahead of market abuse, internal bad actors, and increasing regulatory risk are invisible to them. Their outdated systems aren’t able to keep up with all the false positives and the sheer volume of data they need to monitor. To read between the lines and get ahead of all this, you need a way need to: 1. See more – with a modern, agile solution that lets you easily monitor all your channels, from Teams to WhatsApp to Zoom, all from a single platform. 2. Know more – with AI/ML that models real human behaviour to generate proactive, relevant alerts that add critical context to every decision. 3. Solve more – with end-to-end eComms compliance capabilities that eliminate data silos and let you customize workflows, policies, and procedures for greater control. That’s why everyone from the largest financial organizations in the world to the leading Hedge Funds and Asset Manager all partner with Shield. And it’s how we’ve been able to help our customers reduce false positive alerts by 97%, conduct faster investigations, and reduce compliance costs.
For registration enquiries, please contact Events on [email protected] for assistance.
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Executive Director, ESMA
Director, Regulatory Risk & Control Oversight (Financial Crime & Markets), Commerzbank
Head of Securities Markets, European Commission