On 7-9 October, experts spanning market authorities and participants with regulatory backgrounds gathered for AFME’s 4th Annual European Compliance and Legal Virtual Conference. Over the three-day programme, delegates were able to enjoy panels featuring speakers from key industry stakeholders including the European Banking Authority, ESMA and the FCA. The conference featured an array of topics ranging from The Future of Compliance, Sustainable Finance and Brexit (to name a few).AFME’s 4th Annual European Compliance and Legal Virtual Conference takes place on 7-9 October 2020. It will bring together a high-level audience to engage with leading industry experts and discuss key issues shaping the legal and compliance functions in the European financial sector. Individuals will hear from the regulators on the latest developments, network with senior legal and compliance officers and discover how their peers and clients are navigating the new market landscape.This event is designed for European legal and compliance professionals, the programme has been created by AFME members, regulators and our sponsors.Registration fees: AFME Member: £149 + VAT Non-member: £249 + VATMulti-booking discount• 10% off when booking 3 or more delegates at the same time• 20% off when booking 5 or more delegates at the same timeComplimentary subject to verification:• Regulator: promo code REGULATOR• Press: promo code PRESSNote: Promo codes are case sensitiveFor any queries related to bookings, please email: [email protected]How can your business be a part of the 4th Annual European Compliance and Legal Virtual Conference?As a partner you could:Engage with 250+ European attendees across two days of high value content, videos, live Q&AsInteractive with polls, surveys and more from your office or homeParticipate in panels on key industry topicsSponsor hub and feature multiple pieces of content to ensure your brand and messaging is reaching the right audienceGain visibility via our social media channels, website and bespoke promotional marketing to our database of 22,000 industry professionalsNetwork and connect with attendees via live-chatPackages can be tailor-made to suit your company's aim and aspirations. To discuss particular opportunities, please contact Cheryl Chickowski at [email protected] or on +44 (0)20 3828 2704.
Herbert Smith Freehills is one of the world’s leading professional services businesses, bringing together the best people across our 27 offices spanning Africa, Asia, Australia, Europe, the Middle East and the US. We can help you to meet all your legal services needs globally, leaving you time to realise opportunities whilst we manage the risk. Our global Financial Services Regulatory practice has a deep knowledge and understanding of regulations and of the regulators who devise and enforce them. We are specialists in financial products and markets, acting as trusted advisors to our clients on their most complex and sensitive issues, providing technical expertise, sound judgement and a practical commercial outlook.
Clifford Chance’s market leading global Financial Regulation practice provides clients with access to the intimate local knowledge of a top-tier national firm, combined with the cross-border resources of a truly global network. This includes our European practice where we have teams in Belgium, the Czech Republic, France, Germany, Italy, Luxembourg, the Netherlands, Poland, Romania, Russia, Spain, Turkey and the UK. We are a top-tier firm in every European country in which we operate. Our lawyers have a deep knowledge of the business and legal issues relevant to the financial services sector and our strength is unparalleled in the industry when it comes to navigating the global regulatory landscape. We have played a leading role in shaping new legislative and regulatory frameworks across a broad range of markets. We have been deeply involved in the developing international and EU regulatory changes implemented in response to the financial crisis and other geo-political changes and work closely with governmental and regulatory bodies as well as the key industry associations in addressing these issues. The largest financial institutions in the world depend on us not only for legal advice and project execution, but also for strategic advice on the future of the industry.
Learn more about our insights and find your local Clifford Chance contacts at www.financialmarketstoolkit.cliffordchance.com
Latham & Watkins is a global law firm with more than 2,700 lawyers in its offices located in Asia, Europe, the Middle East and the United States. The firm has internationally recognized practices in a wide spectrum of transactional, litigation, corporate and regulatory areas. Our success is grounded in our devotion to the collaborative process, which reaches across global offices and practices and draws upon our deep subject matter expertise, an abiding commitment to teamwork and a powerful tradition of creative lawyering.
Founded in 1993, Capital Forensics, Inc. (CFI) provides a broad range of services, including data analysis, regulatory consulting, forensic accounting, expert testimony and litigation support for the financial services industry. CFI’s clients range from financial institutions – including broker-dealers, banks, investment managers, insurance companies and RIAs – to Fortune 500 companies and legal counsel. CFI also provides Risk Management Consulting and leads Internal Investigations. Our professionals deliver sound guidance and cost-effective solutions to address complex, high-stakes challenges, including employment disputes, fraud and other internal investigations. Our value proposition and track record of success are based on industry-specific expertise combined with state-of-the-art technology to assist in large data analytics. For more information, please visit the Capital Forensics website.
EY is a global leader in assurance, tax, strategy, transaction and consulting services. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over. We develop outstanding leaders who team to deliver on our promises to all of our stakeholders. In so doing, we play a critical role in building a better working world for our people, for our clients and for our communities.
Natixis is a French multinational financial services firm specialized in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, as well as the customers of Groupe BPCE’s networks. Listed on the Paris stock exchange, Natixis has a solid financial base with a CET1 capital under Basel 3(1) of €11.1 billion, a Basel 3 CET1 Ratio(1) of 11.5% and quality long-term ratings (Standard & Poor’s: A+ / Moody’s: A1 / Fitch Ratings: A+).
Duff & Phelps’ Compliance and Regulatory Consulting practice provides a comprehensive range of compliance and regulatory services to the global financial services industry. Our team’s broad capabilities and areas of expertise encompass virtually all regulatory obligations of industry firms including: governance and individual accountability; conduct and culture; operational and enterprise risk, compliance; financial crime, anti-money laundering and sanctions; client money; cyber security; and markets issues including MiFID II and market abuse, regulatory authorisations, supervision and enforcement, Prudential and regulatory reporting, GDPR and regulatory change.
Here at Yoginah we provide a warm and friendly space for our visitors to practice yoga and meditation and/or to sit and chill with a smoothie (prana). The philosophical roots and tradition of yoga is important to us and we aim for this to not get lost amongst the various asanas (physical postures). We operate classes throughout the day, across multiple styles and welcome all to join in and learn how to apply this life science of yoga, today. Yoginah
For registration enquiries, please contact Events on [email protected] for assistance.
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Chairman, Autorité des Marchés Financiers (AMF)
Executive Director, European Securities and Markets Authority (ESMA)
Head of European Wholesale Banks Supervision, Financial Conduct Authority (FCA)
Mindreader, Alex Crow Ltd.
QC, Barrister, Blackstone Chambers
Partner, Herbert Smith Freehills
Senior Associate, Latham & Watkins
Head of Compliance, Natixis
Associate Director, Brexit, AFME
Managing Director, Head of Compliance, Europe, BBVA
and Co-Chair, AFME's Compliance Committee
Director, Legal, Barclays
Partner, Clifford Chance
Partner Board Member, FICC Market Standards Board (FMSB)
Executive Director, EMEA Regulatory Affairs, J.P. Morgan
Director General, Financial Conduct, Central Bank of Ireland
Founder and Managing Director, Tougher Minds and MePower-TeamPower Coaching Programme
Director, Public Policy Europe and UK, Credit Suisse
Solicitor, BNP Paribas
Head of Central Compliance and UK Global Advisory (Corporate Finance) Compliance, Rothschild & Co
Head of Compliance, Conduct and Financial Crime, Natwest Markets
Lawyer, Council of State and the Court of Cassation
Head of Markets Policy, Financial Conduct Authority (FCA)
Managing Director, Global FX, Technology and Operations and Policy Divisions, GFMA and AFME
Deputy Director, Head of Financial Stability, AML Supervision and Banking Prudential Policy, National Bank of Belgium
Managing Director, Group Head of Sustainability Regulatory Strategy, UBS
Head of UK Global Markets Compliance, Natixis
C&ORC UK and IB Head of Conduct Risk Framework, UBS
Director, Compliance, AFME
Libor Migration Consultant, UBS
Head of Group Public Affairs, Nordea Bank
Director, Compliance, and EMEA Head of Markets and Information Barrier Surveillance, Citi
Managing Director, Global Public Policy Group, BlackRock
Chief Executive Officer, Armstrong Wolfe
Managing Director, Compliance and Regulatory Consulting, Duff & Phelps
Partner, Latham & Watkins
EMEA Compliance COO and Acting Head of EMEA Compliance, Wells Fargo
Director, Advocacy, AFME
Head of Regulatory Change, Europe, Royal Bank of Canada
Managing Director, Head of Policy Division, AFME
Deputy General Counsel, The Bank of England
Market Directorate General Director, Spanish National Securities Market Commission (CNMV)
Senior Surveillance Analyst, Autorité des Marchés Financiers (AMF)
Head of Regulatory and Territory Office, BNP Paribas
Executive Director, Group Public and Regulatory Affairs, Standard Chartered Bank
Head of Banking Markets, Innovation and Products, European Banking Authority (EBA)
Manager, Financial Conduct Authority (FCA)
Managing Director, Capital Forensics
Global Head of ISG and MSIM Trade Surveillance, Morgan Stanley
Head of the Securities Markets Unit, European Commission
Senior Manager, Financial Crime and Forensics, Ernst & Young
Group Head, Corporate Affairs, Brand and Marketing, Conduct, Financial Crime and Compliance, Standard Chartered Bank
Chair, Data Workstream, International Regulatory Strategy Group (IRSG)