For the last five years, AFME’s European Compliance and Legal Conference has brought together over 250+ professionals for high-level networking and discussion. This event is designed by our members to address the most pressing issues and trends affecting the European compliance and legal industry.The programme, comprised of specialist keynote presentations, industry expert panel discussions and interactive networking, brings together senior industry stakeholders from across Europe.The conference is a great opportunity for attendees to gain valuable insights, hear from industry experts, earn CPD hours and make connections with fellow colleagues.Registration fees:• AFME member: £149 + VAT• Non-member: £249 + VATMulti-booking discount:• 10% off when booking 3 or more delegates at the same time• 20% off when booking 5 or more delegates at the same timeFor group bookings, please email [email protected]Complimentary subject to verification:• Regulator: promo code REGULATOR• Press: promo code PRESSNote: Promo codes are case sensitiveInterested in becoming a partner of AFME’s 5th Annual European Compliance and Legal Conference?As a partner you could:• Engage with 250+ European attendees across three days of high value content, videos and live Q&As with unparalleled exposure• Interact with polls, surveys and more• Participate in panels on key industry topics• Align with excellence and associate your brand with the leading European capital markets industry body • Gain visibility via our social media channels, website and bespoke promotional marketing to our database of 22,000 industry professionals• Network and connect with industry influencersPackages can be tailor-made to suit your company's aim and aspirations. To discuss particular opportunities, please contact Cheryl Chickowski at [email protected] or on +44 (0)20 3828 2704.
Latham & Watkins is a global law firm with over 3,000 lawyers in its offices located in Europe, Asia, the Middle East and the United States. The firm has internationally recognised practices in a wide spectrum of transactional, litigation, corporate and regulatory areas. Our success is grounded in our devotion to a collaborative approach, which reaches across global offices and practices and draws upon our deep subject matter expertise, an abiding commitment to teamwork and a powerful tradition of creative lawyering.
At PwC, our purpose is to build trust in society and solve important problems. PwC is a network of firms in 157 countries with more than 276,000 people who are committed to delivering quality in assurance, advisory and tax services. Find out more and tell us what matters to you by visiting us at www.pwc.com/UK.
Natixis is a French multinational financial services firm specialised in asset & wealth management, corporate & investment banking, insurance and payments. A subsidiary of Groupe BPCE, the second-largest banking group in France through its two retail banking networks, Banque Populaire and Caisse d’Epargne, Natixis counts nearly 16,000 employees across 38 countries. Its clients include corporations, financial institutions, sovereign and supranational organizations, as well as the customers of Groupe BPCE’s networks. Listed on the Paris stock exchange, Natixis has a solid financial base with a CET1 capital under Basel 3(1) of €11.1 billion, a Basel 3 CET1 Ratio(1) of 11.5% and quality long-term ratings (Standard & Poor’s: A+ / Moody’s: A1 / Fitch Ratings: A+).
OneTrust is the category-defining enterprise platform to operationalize trust. More than 10,000 customers, including half of the Fortune Global 500, use OneTrust to make trust a competitive differentiator, implementing central agile workflows across privacy, security, data governance, GRC, third-party risk, ethics and compliance, and ESG programs. The OneTrust platform is backed by 150 patents and powered by the OneTrust Athena™ AI. Our offerings include OneTrust Privacy, OneTrust DataDiscovery™, OneTrust DataGovernance™, OneTrust Vendorpedia™, OneTrust GRC, OneTrust Ethics, OneTrust PreferenceChoice™, OneTrust ESG, and OneTrust DataGuidance™. Learn more: www.OneTrust.com www.linkedin.com/company/onetrust/
Protiviti is a global consulting firm that delivers deep expertise, objective insights, a tailored approach and unparalleled collaboration to help leaders confidently face the future. Protiviti and our independent and locally owned Member Firms provide clients with consulting and managed solutions in finance, technology, operations, data, analytics, governance, risk and internal audit through our network of more than 85 offices in over 25 countries.
Relativity Trace is a communication surveillance platform that detects insider trading, collusion, and other non-compliant behavior in real-time. The solution increases the efficiency of compliance teams performing communication surveillance by seamlessly pulling communications from every enterprise system, leveraging a suite of innovative AI capabilities to reduce false positive alerting, and providing an endlessly flexible platform to support any organization’s workflows. Use it to automatically surface the riskiest content so your teams can spend more time focusing on what matters most to you.
Smarsh is the recognised global leader in electronic communications archiving solutions for regulated organisations. The Smarsh Connected Suite provides innovative capture, archiving, e-discovery, and supervision solutions across the industry’s widest breadth of communication channels. Smarsh provides its global client base with compliance built on confidence. Customers span the top banks in North America and Europe, along with leading brokerage firms, insurers, and registered investment advisors. Smarsh also enables federal and state government agencies to meet their public records and e-discovery requirements. For more information, visit www.smarsh.com.
For the last 25 years, Verint® solutions have helped organizations monitor and manage compliance as part of their customer service and engagement strategies. Verint has both global presence and experience of supporting organizations of all types and sizes — from small, regional businesses to large multinational corporations with locations that span regions and languages. Verint® Financial Compliance™ (VFC) offers a comprehensive compliance technology framework, which helps thousands of regulated businesses manage risk and regulatory complexity with integrated compliance capabilities for voice and electronic communications recording, storage, data governance, analysis, proactive communication governance, and infrastructure monitoring. One of the key innovations of VFC is recognizing that required recording behavior varies and goes beyond capturing every conversation for a regulated user. Discover more: www.verint.com/financialcompliance
Founded in 1993, Capital Forensics, Inc. (CFI) provides a broad range of services, including data analysis, regulatory consulting, forensic accounting, expert testimony and litigation support for the financial services industry. CFI’s clients range from financial institutions – including broker-dealers, banks, investment managers, insurance companies and RIAs – to Fortune 500 companies and legal counsel. CFI also provides Risk Management Consulting and leads Internal Investigations. Our professionals deliver sound guidance and cost-effective solutions to address complex, high-stakes challenges, including employment disputes, fraud and other internal investigations. Our value proposition and track record of success are based on industry-specific expertise combined with state-of-the-art technology to assist in large data analytics. For more information, please visit the Capital Forensics website.
ASIFMA is an independent, regional trade association with over 125 member firms comprising a diverse range of leading financial institutions from both the buy and sell side, including banks, asset managers, law firms and market infrastructure service providers. Together, we harness the shared interests of the financial industry to promote the development of liquid, deep and broad capital markets in Asia. ASIFMA advocates stable, innovative and competitive Asian capital markets that are necessary to support the region’s economic growth. We drive consensus, advocate solutions and effect change around key issues through the collective strength and clarity of one industry voice. Our many initiatives include consultations with regulators and exchanges, development of uniform industry standards, advocacy for enhanced markets through policy papers, and lowering the cost of doing business in the region. Through the GFMA alliance with SIFMA in the United States and AFME in Europe, ASIFMA also provides insights on global best practices and standards to benefit the region.
Kin&Co is a change management consultancy specialising in purpose and culture-led change, particularly within financial services. We use applied behavioural science to change hearts and minds (before processes and systems). Agile, adaptable, resilient, inclusive - we represent the next-generation way of working, and we help our clients do the same.
ASSOCIAZIONE INTERMEDIARI MERCATI FINANZIARI - ASSOSIM represents the interests of the intermediaries active on the Italian financial markets, namely, Italian investment firms, investment banks and subsidiaries of foreign investment services providers. ASSOSIM carries out research, regulatory assistance and training activities, with publications and organization of conferences and seminars. Its members account for nearly the entire amount of the transactions carried out on the Italian stock markets as from Italy, and more than 80% when considering cross border transactions. Since 2007, the membership has been extended to Law Firms, Consulting and IT Solutions Development Companies, and to those entities that provide services to Securities Intermediaries.
CIO Applications Europe has fast culminated into the most sought-after magazine Pan-Europe as it has transformed its course hand-in-hand with the technology and has culminated into a leading media brand, with a unique editorial focus on bringing to light the core innovations in technology.CIO Applications Europe magazine stands out with its unique approach of learning from peers approach offering professionals the most comprehensive collection of technology trends. The magazine is the single most successful initiative Pan-Europe to advise and guide decision-makers regarding the latest in the fast-evolving technology landscape. We are determined to propose a myriad of additional services that can improve businesses and help customers deal with issues related to this industry.
Founded in 1988, ICSA is the global organization of securities industry associations. ICSA provides a forum for member associations to understand developments, exchange views, and collaborate to work for better global capital markets. ICSA advocates appropriate regulatory policies, regulations, and initiatives across jurisdictions to promote efficient securities markets and the flow of cross-border capital (www.icsa.global).
The Swedish Securities Markets Association (SSMA) represents the interests of 23 banks, investment banks and investment firms conducting business on securities markets in Sweden.
The mission of ICMA is to promote resilient and well-functioning international and globally integrated cross-border debt securities markets, which are essential to fund sustainable economic growth and development. ICMA is a membership association, headquartered in Switzerland, committed to serving the needs of its wide range of members. These include public and private sector issuers, financial intermediaries, asset managers and other investors, capital market infrastructure providers, central banks, law firms and others worldwide. ICMA currently has some 600 members in more than 60 countries. ICMA brings together members from all segments of the wholesale and retail debt securities markets, through regional and sectoral member committees, and focuses on a comprehensive range of market practice and regulatory issues which impact all aspects of international market functioning. ICMA prioritises four core areas – primary markets, secondary markets, repo and collateral markets, and the green, social and sustainability markets.
For registration enquiries, please contact Events on [email protected] for assistance.
Information, policies and terms on attending our events.
Chair, Dutch Authority for the Financial Markets (AFM)
Executive Director, European Securities and Markets Authority (ESMA)
Chairman, Autorité des Marchés Financiers (AMF)
Chairman, Spanish National Securities Market Commission (CNMV)
Head of International Regulatory Relations, Bank of America and
Chair, AFME's Compliance Committee
UK Head of Compliance, Natixis
Managing Director, Protiviti
Managing Director, Head of Compliance, Europe, BBVA and
Co-Chair, AFME's Compliance Committee
Executive Vice President, Product Strategy, Smarsh
Head of AML Regulatory Affairs and Advocacy, BNP Paribas
EMEA Co-Head Regulatory Change and Advisory, Markets and Securities Services Compliance, HSBC
Executive Director, EMEA Regulatory Affairs, J.P. Morgan
Privacy Counsel, OneTrust
Director, Public Policy Europe and UK, Credit Suisse
Head of Regulatory Change, Compliance CIB, BNP Paribas
Senior European Counsel, Stifel Institutional
Head of Financial Services Regulatory Law, Standard Chartered Bank
Partner, Eversheds Sutherland
Manager, Trading and Wholesale Conduct Policy, Financial Conduct Authority (FCA)
Head of Section, Governance and risk management, DG Horizontal Line Supervision, European Central Bank (ECB)
Head of Financial Services UK, PwC
Managing Director of the Global FX Division, Technology and Operations and CC&A Divisions, GFMA and AFME
Deputy Director, Financial Stability, AML Supervision and Banking Prudential Policy, National Bank of Belgium
Partner, PwC
General Manager, Relativity Trace
Director, Compliance Governance, Regulatory Risk and Control, Commerzbank
Director, UK Advocacy and Capital Markets, AFME
Head of Strategy and Sustainable Finance Unit, Autorité des Marchés Financiers (AMF)
UK Head of Global Markets Compliance, Natixis
Director, Compliance, AFME
City Editor, Financial News
Director, Citi
Managing Director, BlackRock
Independent Director on the Board, J.P. Morgan Securities PLC
Senior Credit Research Analyst, BBVA
Head of Activity, Internal Legal Compliance, European Data Protection Board (EDPB) Secretariat
Partner, Latham & Watkins
Managing Director, Advocacy, AFME
Director, Head of MiFID, AFME
VP, Financial Compliance, Verint
Head of Sustainable Finance, Corporate Law, Accounting Standards, and Corporate Governance, French Treasury
Head of Regulatory Change, Europe, Royal Bank of Canada
Head of Financial Crime Unit, DG FISMA, European Commission
Managing Director, AFME
CEO, Kin&Co
Manager, Sector Team, Wholesale Bank Supervision, Financial Conduct Authority (FCA)
Head of Regulatory and Territory Office, BNP Paribas
Managing Director, Capital Forensics
Executive Director, Morgan Stanley
Head of Wholesale Market Conduct Framework Implementation and International Coordination Team, Central Bank of Ireland
Head of the Securities Markets Unit, DG FISMA, European Commission
Group Head, Conduct, Financial Crime and Compliance, Standard Chartered Bank
Head of Compliance Digital Transformation, Intesa Sanpaolo
Head of International, Financial Conduct Authority (FCA)